Superior Consulting, LLC

Resources

Compliance Risk Management

The following article, which appeared in the Directors Supplement of the Missouri Independent Bankers Association's July 2011 Newsletter provides a discussion of product and service compliance risks. This article is written as guidance primarily for bank directors; however, it provides useful information regarding compliance risk management for all bank personnel.

06.24.2011

Mortgage Originator Compensation Rules

The following article provides a discussion of the recent amendments to Section 36 of Regulation Z regarding mortgage loan officer compensation and anti-steering rules. The article also provides brief commentary on future changes to these areas resulting from Title XIV of the Dodd-Frank Act.

03.29.2011

Unfair and Abusive Compensation Practices Rule Gap Analysis

The attached information can be used to identify gaps in your institutions compensations practices and then develop action plans to address the gaps by the effective date of the Unfair and Abusive Compensation Practices rule which is April 1st, 2011.

12.30.2010

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